External Assessments

Ball’s sustainability management, performance and goals are regularly reviewed by third parties.
Dow Jones Sustainability Indices
Ball was named the industry leader for container and packaging companies on the 2017 Dow Jones Sustainability Indices (DJSI) for the fifth consecutive year. Ball maintained its best-in-class position on both the DJSI World Index and the Dow Jones Sustainability Index North America (DJSI NA).

The DJSI index family tracks the financial performance of the leading sustainability-driven companies worldwide based on an analysis of financially material economic, environmental, and social factors. Ball scored particularly well on criteria integral to its Drive for 10 vision such as codes of business conduct, product stewardship, operational health and safety and stakeholder engagement.
Ball has participated in CDP assessments (formerly Carbon Disclosure Project) since 2007 and has improved its score each year. With a 2015 score of 98 B, Ball achieved one of the best results of all packaging companies. The disclosure score (98) assesses the completeness and quality of a company’s response. The performance score (B) assesses the level of action, as reported by the company, on climate change mitigation, adaptation and transparency.  A group of 822 investors with $95 trillion in assets uses CDP to identify companies that report reliable, comprehensive information about climate change risks and opportunities.
Ball became a member of the FTSE4Good Index Series on the London Stock Exchange in 2009 and has been confirmed as a member every year since then. The FTSE4Good Index Series is designed to measure the performance of companies demonstrating strong Environmental, Social and Governance (ESG) practices.
MSCI Global Sustainability Indexes
MSCI ESG Indexes are designed to represent the most prevalent environmental, social and governance (ESG) investment strategies. The MSCI Global Sustainability Indexes are designed for investors seeking exposure to companies with strong sustainability profiles with relatively low tracking error to the underlying equity market and are reconstituted annually.
Euronext, the leading Pan-European marketplace, and Vigeo Eiris, a leading European expert in assessing responsible performance, launched a range of socially responsible investment indices in 2013. Since then, Ball has been selected as a member of the Euronext Vigeo US 50 index (last confirmation June 2017). The index comprises the 50 most advanced U.S. companies in the areas of Environmental, Social and Governance performance. In 2017, Ball also became a constituent of the Euronext Vigeo World 120 index, which lists the 120 most advanced companies from Europe, North America and the Asia Pacific region in terms of their performance in corporate responsibility.
Calvert Responsible Index Series
Ball has been selected for inclusion in the Calvert Responsible Index Series, covering the Calvert U.S. Large Cap Core Responsible Index (CALCOR), the Calvert U.S. Large Cap Growth Responsible Index (CALGRO), and the Calvert U.S. Large Cap Value Responsible Index (CALVAL). All three indices represent a portfolio of large capitalization stocks listed on U.S. stock exchanges that meet Calvert’s Environmental, Social, and Governance (ESG) criteria for index inclusion.
oekom research "Prime"
As part of oekom research's Corporate Rating, an assessment of over 100 social and environmental criteria, Ball qualifies as one of oekom’s “Prime” companies. Therefore, Ball is eligible to be included in oekom's Prime Universe. Of all the containers and packaging companies rated by oekom research, only three, including Ball, have achieved Prime status.
RobecoSAM Industry Leader, Industry Mover and Gold Award 2017
Ball Corporation qualified for inclusion in the 2017 Sustainability Yearbook, published by RobecoSAM, receiving the Industry Leader and Gold Class distinction for the fourth year in a row. The Yearbook looks at companies’ prior year sustainability performance and ranks them as Gold, Silver or Bronze. 2017 marks the seventh year in a row that RobecoSAM included Ball in its book. RobecoSAM, the investment specialist focused exclusively on Sustainability Investing, has evaluated the sustainability performance of more than 2,000 corporations annually since 1999.
Newsweek Green Rankings
Newsweek, in partnership with Corporate Knights Capital and leading sustainability experts, ranked Ball 24th among the 500 largest U.S. companies on overall environmental performance in 2016. The Newsweek Green Rankings evaluate the 500 largest publicly-traded companies in the U.S. by market capitalization and score them based on performance on eight key performance indicators, including: energy productivity, greenhouse gas emissions, water and waste; reputation; sustainability pay link and board committee; and third party verification of environmental metrics.
In 2014, Ball Corporation again qualified for Storebrand/SPP's flagship sustainability fund, a global equity fund which invests in the 100 sustainable top performers across sectors that outperform their peers on sustainability.

“As long-term shareholders, we believe that effective management of sustainability issues is a key element of good management. As regulations around the world are increasing, so too are stakeholder expectations of companies.

We take sustainability challenges and opportunities into account as part of our investment analysis of companies. If we believe these issues are material and the company’s management of them particularly strong or weak, we may adjust our valuation, trim or widen our position. The more transparent companies are about their sustainability performance and targets, the easier it is for investors to analyze what short-, medium- and long-term risks and opportunities they may face.

Ball Corporation proactively manages sustainability risks and opportunities. Our view is that the management team’s incentives should help the company focus on delivering long-term sustainable growth. Ball’s demonstrable efforts on energy efficiency and safety management give us confidence that the company is well-positioned to manage the impacts of increased energy costs and lost time due to injuries. The company’s focus on further increasing recycling rates of metal packaging should both help protect the Earth’s finite resources and provide opportunities for Ball as consumer demand for more sustainable products increases.

As for any far-sighted company, we support Ball in investing now to deliver a sustainable and profitable future.  Going forward, we encourage Ball to consider stretching its energy and water targets, and to consider how its sustainability leadership is communicated and implemented into forthcoming acquisitions.”

- Seema Suchak, ESG Analyst, Schroder Investment Management (London, UK)
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